Thomas John Lally

Current Employers

Employment History

• 11/2011 → Present
  U.S. Wealth Management
  Braintree, MA
• 04/2012 → Present
  Lpl Financial, Llc
  Braintree, MA
• 01/2013 → 05/2021
  U.S. Financial Advisors, Llc
  Braintree, MA
• 05/2021 → Present
  Great Valley Advisor Group, Inc.
  Braintree, MA

Other Businesses

1. 5/12/2021 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Assistant - Started 05/03/2021 - 170 Hours Per Month/120 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Great Valley Advisor Group, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/12/2022 - U.S. Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business(entity for LPL business) - Start Date - 03/01/2021 - 160 Hours Per Month/120 Hours During Securities Trading 3. 01/06/2023 - Rope Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 170 Hours Per Month/120 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-16
• S63 Uniform Securities Agent State Law Examination
  2011-07-12

Designations

Other Names

• Tom Lally