Richard Dustin Brittain

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-05-11

CA RA
APPROVED

Since 2016-05-11

Branch Locations

Santa Clarita, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	Bellevue	WA	07/2011	06/2020
Equitable Advisors, Llc	New York	NY	07/2011	Present

07/2011 → 06/2020

Axa Advisors, Llc

Bellevue, WA
07/2011 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Association Member with California Association of Bilingual Education - Located at: 20888 Amar Rd. Walnut, CA 91789-5054

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-27

S66 Uniform Combined State Law Examination

2011-08-27

Other Names

Richard Brittain

View on SEC IAPD