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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-13 |
| TX | RA | APPROVED | 2020-04-23 |
Branch Locations
129 Walton Ferry Rd, Hendersonville, TN 37075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Hendersonville | TN | 01/2009 | 02/2020 |
| Securities America Advisors, Inc. | Lavista | NE | 01/2009 | 02/2020 |
| Lpl Financial, Llc | Hendersonville | TN | 04/2020 | Present |
1. 10/01/2003 - CLEARVIEW FINANCIAL GROUP INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 90%/ HENDERSONVILLE, TN 2. 01/01/2019 - KEVIN AND SADA MACWILLIAMS/ BUILDING OWNER AND RENTAL/ INVESTMENT RELATED/ 3%/ 129 WALTON FERRY RD, HENDERSONVILLE, TN 37075 3. 11/01/2013 - KEVIN AND SADA MACWILLIAMS/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 2%/ 925 DUNCAN ST, GALLATIN, TN 37066; 741 S WESTLAND AVE, GALLATIN, TN 37066; 595 HOGANS BRANCH RD, HENDERSONVILLE TN 37075 4. 11/29/2021 - Clearview Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance--Trails Only - Producer - Started 04/23/2020 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-19 |
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