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46 Southfield Avenue Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-06 |
Branch Locations
19800 Macarthur Blvd., Suite 600, Irvine, CA 92612 • United States
46 Southfield Avenue Suite 200, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Levasseur Capital Partners Llc | Newport Beach | CA | 02/2006 | 08/2021 |
| Mischler Financial Group, Inc. | Irvine | CA | 04/2026 | Present |
| Self-Employment | Laguna Niguel | CA | 08/2021 | 02/2022 |
| Ocma | Santa Ana | CA | 02/2022 | 07/2022 |
| Self-Employment | Laguna Niguel | CA | 07/2022 | 12/2022 |
| Yoh Services, Llc | Los Angeles | CA | 12/2022 | 02/2023 |
| Mischler Financial Group, Inc. | Irvine | CA | 02/2023 | 04/2026 |
| Rampart Asset Management, Llc | Irvine | CA | 06/2023 | Present |
1) Name of Business: N/A; Investment related: Yes; Address: Laguna Niguel, CA; Nature of other business/position/Title with other business: Co-Trust Protector for close friend's family Trust; Started: approx. 2020; Hrs devoted monthly: approx. 2 hrs.; Hrs. devoted during trading hrs: 0; Duties: Attendance at periodic investment review meetings to help confirm the investment allocation is consistent with the terms of the Trust Agreement. 2) Rampart Asset Management LLC; Investment related; 46 Southfield Ave, Ste. 200, Stamford, CT 06902; Registered Investment Advisory firm; Registered Advisor; Started 6/6/23, company became active 11/2024; 6 hrs monthly; 6 hrs monthly during securities trading hrs; Registered Advisor. 3) Mischler Financial Group, Inc.; Yes, investment related;19800 MacArthur Blvd, Ste. 600,Irvine, CA 92612; Broker Dealer; 2/1/2023 to 4/30/2026- Compliance Officer; 4/30/2026- Present-Co-Chief Compliance Officer, CFO; 160 hrs. monthly, 160 hrs. during securities trading hrs; Co-Chief Compliance Officer,CFO.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-03-17 |
| S65 | Uniform Investment Adviser Law Examination | 2010-11-09 |
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