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Carl Eugene Spangler

Rampart Asset Management LLC

Irvine, CA

Stamford, CT

CRD 5928605

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Employer firm

Rampart Asset Management LLC CRD 168549

Reported services (Item 5G)

  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Rampart Asset Management Llc

46 Southfield Avenue Suite 200, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-06
  • CA RA
    APPROVED
    Since 2023-06-06

Branch Locations

19800 Macarthur Blvd., Suite 600, Irvine, CA 92612 • United States

46 Southfield Avenue Suite 200, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Levasseur Capital Partners Llc Newport Beach CA 02/2006 08/2021
Mischler Financial Group, Inc. Irvine CA 04/2026 Present
Self-Employment Laguna Niguel CA 08/2021 02/2022
Ocma Santa Ana CA 02/2022 07/2022
Self-Employment Laguna Niguel CA 07/2022 12/2022
Yoh Services, Llc Los Angeles CA 12/2022 02/2023
Mischler Financial Group, Inc. Irvine CA 02/2023 04/2026
Rampart Asset Management, Llc Irvine CA 06/2023 Present
  • 02/2006 → 08/2021
    Levasseur Capital Partners Llc
    Newport Beach, CA
  • 04/2026 → Present
    Mischler Financial Group, Inc.
    Irvine, CA
  • 08/2021 → 02/2022
    Self-Employment
    Laguna Niguel, CA
  • 02/2022 → 07/2022
    Ocma
    Santa Ana, CA
  • 07/2022 → 12/2022
    Self-Employment
    Laguna Niguel, CA
  • 12/2022 → 02/2023
    Yoh Services, Llc
    Los Angeles, CA
  • 02/2023 → 04/2026
    Mischler Financial Group, Inc.
    Irvine, CA
  • 06/2023 → Present
    Irvine, CA
Previous Registrations
  • 2012-02-03 → 2021-08-30
    Levasseur Capital Partners Llc
    Newport Beach, CA
Other Businesses

1) Name of Business: N/A; Investment related: Yes; Address: Laguna Niguel, CA; Nature of other business/position/Title with other business: Co-Trust Protector for close friend's family Trust; Started: approx. 2020; Hrs devoted monthly: approx. 2 hrs.; Hrs. devoted during trading hrs: 0; Duties: Attendance at periodic investment review meetings to help confirm the investment allocation is consistent with the terms of the Trust Agreement. 2) Rampart Asset Management LLC; Investment related; 46 Southfield Ave, Ste. 200, Stamford, CT 06902; Registered Investment Advisory firm; Registered Advisor; Started 6/6/23, company became active 11/2024; 6 hrs monthly; 6 hrs monthly during securities trading hrs; Registered Advisor. 3) Mischler Financial Group, Inc.; Yes, investment related;19800 MacArthur Blvd, Ste. 600,Irvine, CA 92612; Broker Dealer; 2/1/2023 to 4/30/2026- Compliance Officer; 4/30/2026- Present-Co-Chief Compliance Officer, CFO; 160 hrs. monthly, 160 hrs. during securities trading hrs; Co-Chief Compliance Officer,CFO.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-03-17
S65 Uniform Investment Adviser Law Examination 2010-11-09
  • S63 Uniform Securities Agent State Law Examination
    2023-03-17
  • S65 Uniform Investment Adviser Law Examination
    2010-11-09
Other Names
  • Carl E. Spangler
  • Carl E. Spangler
  • Carl Eugene Spangler

View on SEC IAPD

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