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Vincent James Pigati

Usi Advisors

Chicago, IL

Glastonbury, CT

Usi Securities, Inc.

Glastonbury, CT

Chicago, IL

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-17
  • IL RA
    APPROVED
    Since 2026-02-17

Branch Locations

222 S. Riverside Plaza Suite 630, Chicago, IL 60606 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-10
  • IL RA
    APPROVED
    Since 2026-02-10

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

222 S. Riverside Plaza, Suite 630, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Chicago IL 06/2011 11/2020
Valic Financial Advisors, Inc. Houston TX 11/2020 11/2025
Usi Consulting Group Glastonbury CT 12/2025 Present
Usi Securities Glastonbury CT 12/2025 Present
Usi Advisors Glastonbury CT 12/2025 Present
  • 06/2011 → 11/2020
    Lincoln Financial Advisors
    Chicago, IL
  • 11/2020 → 11/2025
    Valic Financial Advisors, Inc.
    Houston, TX
  • 12/2025 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 12/2025 → Present
    Usi Securities
    Glastonbury, CT
  • 12/2025 → Present
    Usi Advisors
    Glastonbury, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-10
S63 Uniform Securities Agent State Law Examination 2011-08-25
  • S65 Uniform Investment Adviser Law Examination
    2026-02-10
  • S63 Uniform Securities Agent State Law Examination
    2011-08-25
Other Names
  • Vincent J Pigati
  • Vincent Pigati

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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