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Wendy J Rooney

Edward Jones

Hot Springs, AR

CRD 5928458

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-21
AR RA APPROVED 2023-07-12
  • TX RA
    APPROVED
    Since 2023-07-21
  • AR RA
    APPROVED
    Since 2023-07-12

Branch Locations

146 Files Road, Hot Springs, AR 71913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Hot Springs AR 05/2021 06/2023
Realty Title & Escrow Services Hot Springs AR 07/2014 05/2021
Edward Jones St Louis MO 06/2023 Present
  • 05/2021 → 06/2023
    Hot Springs, AR
  • 07/2014 → 05/2021
    Realty Title & Escrow Services
    Hot Springs, AR
  • 06/2023 → Present
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-11
  • S66 Uniform Combined State Law Examination
    2023-07-11
Other Names
  • Wendy J Strickland
  • Wendy J Brizendine
  • Wendy Jean Strickland
  • Wendy Jean Rooney

View on SEC IAPD

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