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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-12-21
  • AL RA
    APPROVED
    Since 2021-12-21

Branch Locations

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Level Four Financial, Llc Mobile AL 09/2006 Present
Level Four Advisory Services, Llc Dallas TX 12/2021 Present
  • 09/2006 → Present
    Level Four Financial, Llc
    Mobile, AL
  • 12/2021 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
Other Businesses

1. RESOURCE SOFTWARE, INC; 222 MOUNTAIN LAKE CIRCLE, RAINBOW CITY, AL 35906; NOT INVESTMENT RELATED, NON-OPERATIONAL COMPANY, INACTIVE PRESIDENT START DATE 6/21/87; 0 HOURS TOTAL. 2. SPIRIT, INC.; 6283 LISTER FERRY RD, GADSDEN AL 35906; NOT INVESTMENT RELATED; NON-OPERATIONAL COMPANY; START DATE 6/24/87; EXEC VP; O HOURS TOTAL 3. GHMYS GROUP, LLP, 2100 CLUB DRIVE, STE 200, GADSDEN, AL 35901, NON-INVESTMENT RELATED, OFFICE SUPPORT FOR BUSINESS, PARTNER, 2/1/10 START DATE, 10 HOURS PER MONTH, 0 DURING TRADING, OFFICE MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-20
  • S66 Uniform Combined State Law Examination
    2000-06-20
Other Names
  • Dick Mccoy
  • Richard Perdue Mccoy

View on SEC IAPD

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