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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-10-15 |
Branch Locations
4454 Roswell Rd Ne [Roswell Wieuca], Atlanta, GA 30342 • United States
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
2349 Cheshire Bridge Rd Ne [Cheshire Bridge (08061)], Atlanta, GA 30324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Atlanta | GA | 05/2013 | 10/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 10/2019 | Present |
BLACK KNIGHT MARTIAL ARTS, NOT INV RELATED, ATLANTA, GA, ASSISTANT INSTRUCTOR, START 2/11/2019, 6 HOURS PER MONTH, ZERO DURING TRADING, ASSISTING IN MARTIAL ARTS INSTRUCTION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-28 |
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