Daniel M Mcnicholas

Current Employers

Employment History

• 05/2011 → 04/2017
  Merrill Lynch Pierce, Fenner &Amp; Smith, Inc.
  Melville, NY
• 12/2011 → 04/2017
  Bank Of America, N.A.
  Melville, NY
• 04/2017 → Present
  Lpl Financial Llc
  Melville, NY
• 04/2017 → Present
  Gladstone Wealth Partners
  Melville, NY

Previous Registrations

• 2011-11-08 → 2017-05-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
  Melville, NY

Other Businesses

1) 4/28/17- The Choice Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Melville, NY - 100%. 2) 5/10/2017 - Gladstone Institutional Advisory, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/17/2017 - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through Gladstone Institutional Advisory an independent investment advisor firm. I started this business activity in March, 2017. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 06/13/2017 - GLADSTONE INSTITUTIONAL ADVISORY LLC - DBA:(Hybrid) The Choice Group - investment related - At reported business location(s)- Registered Investment Advisor DBA - IAR - Started 03/17/2017 - 80 Hours Per Month - Time spent 50% - I provide investment advisory services through Gladstone Institutional Advisory an independent investment advisor firm. I started this business activity in March, 2017. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 9/5/2017 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/15/2017 - 2 Hours Per Month/1 Hour During Securities Trading. 5) 4/30/2018 - Hamptons Art of Eating - Not Investment Related - 264 Butter Lane Bridge, Hampton, NY 11932 - Outside/W-2 Employment - Waiter - Start Date:06/16/2018 - 10 Hour(s) Per Month/0 Hour(s) During Trading. 6) 03/19/2025 - CJLC - Not Investment Related - Outside/W-2 Employment - Islip, NY - Start Date :03/17/2025 - 20 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-05

Other Names

• Daniel Matthew Mcnicholas