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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-03-23 |
Branch Locations
720 E Wisconsin Ave, Milwaukee, WI 53202 • United States
Menomonee Falls, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Delafield | WI | 09/2012 | 02/2018 |
| Td Ameritrade, Inc. | Eau Claire | WI | 02/2018 | 03/2018 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 03/2018 |
| Northwestern Mutual Investment Services, Llc | Franklin | WI | 03/2020 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2020 | Present |
| Neenah Paper Inc | Neenah | WI | 11/2018 | 12/2019 |
| Unemployed | Appleton | WI | 04/2018 | 10/2018 |
| Unemployed | Appleton | WI | 01/2020 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-16 |
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