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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-22
MI RA APPROVED 2026-05-06
  • TX RA
    APPROVED
    Since 2026-06-22
  • MI RA
    APPROVED
    Since 2026-05-06

Branch Locations

3000 Town Center Suites 2900 And 3100, Southfield, MI 48075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2011 12/2025
Northwestern Mutual Investment Services, Llc Kansas City MO 09/2011 12/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2016 12/2025
Mml Investors Services Llc Southfield MI 01/2026 Present
Massmutual Life Insurance Co Southfield MI 11/2025 Present
  • 06/2011 → 12/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2011 → 12/2025
    Northwestern Mutual Investment Services, Llc
    Kansas City, MO
  • 05/2016 → 12/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2026 → Present
    Southfield, MI
  • 11/2025 → Present
    Massmutual Life Insurance Co
    Southfield, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-18
S63 Uniform Securities Agent State Law Examination 2013-07-11
  • S66 Uniform Combined State Law Examination
    2026-04-18
  • S63 Uniform Securities Agent State Law Examination
    2013-07-11

View on SEC IAPD

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