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Thomas A Depont

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ocean City, MD

Vienna, VA

South Riding, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-23
MD RA APPROVED 2023-01-23
TX RA APPROVED_RES 2015-10-28
VA RA APPROVED 2000-06-22
  • DC RA
    APPROVED
    Since 2023-01-23
  • MD RA
    APPROVED
    Since 2023-01-23
  • TX RA
    APPROVED_RES
    Since 2015-10-28
  • VA RA
    APPROVED
    Since 2000-06-22

Branch Locations

Ocean City, MD • United States

8075 Leesburg Pike, Vienna, VA 22182 • United States

South Riding, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 04/2000 Present
Bank Of America,N.A. Vienna VA 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-09
  • S66 Uniform Combined State Law Examination
    2000-06-09
Other Names
  • Thomas A. Depont

View on SEC IAPD

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