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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| FL | RA | APPROVED | 2022-04-26 |
| NY | RA | APPROVED | 2022-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Rochester | NY | 02/2016 | 09/2017 |
| Stifel Nicolaus & Co Inc | Rochester | NY | 04/2022 | Present |
| Brighton Securities Corp. (3875) | Rochester | NY | 12/2017 | 04/2022 |
1. Monroe Golf Club; 155 Golf Ave Pittsford NY 14534; A golf course I play at; A member of the Golf Committee; Work to set the golf calendar and help organizing tournaments etc.; 01/01/2024; 1 hr/month; Not during security trading hours; Not Investment-Related 2. Monroe Golf Club; 155 Golf Ave Pittsford NY 14534; Golf course; A member of the board; Assist with big picture planning for the golf course & facilities - course maintenance & work, pro shop, pool etc.; 01/01/2024; 3 hrs/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-04 |
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