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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-02
MA RA APPROVED 2018-11-02
  • CA RA
    APPROVED
    Since 2018-11-02
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

Hudson, MA • United States

160 Gould Street Suite 212, Needham Heights, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Needham MA 09/2016 11/2018
Royal Alliance Associates, Inc. Needham Heights MA 11/2018 Present
  • 09/2016 → 11/2018
    Sii
    Needham, MA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Needham Heights, MA
Previous Registrations
  • 2017-12-13 → 2018-11-02
    Signator Investors, Inc.
    Needham Heights, MA
Other Businesses

MARK C. SULLIVAN DBA CENTINEL FINANCIAL GROUP, LLC POSITION: Practice Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 162 SECURITIES TRADING HOURS: 162 START DATE: 03/01/2011 ADDRESS: 160 Gould St, Suite 212, Needham Heights MA 02494, United States DESCRIPTION: Provide assistance to advisors in the daily operation of their practice.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-02
S63 Uniform Securities Agent State Law Examination 2015-06-10
  • S65 Uniform Investment Adviser Law Examination
    2017-03-02
  • S63 Uniform Securities Agent State Law Examination
    2015-06-10
Other Names
  • Julie L Beland
  • Julie L Jennette
  • Julie Donaruma

View on SEC IAPD

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