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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-02 |
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
160 Gould Street Suite 212, Needham Heights, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Needham | MA | 09/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Needham Heights | MA | 11/2018 | Present |
MARK C. SULLIVAN DBA CENTINEL FINANCIAL GROUP, LLC POSITION: Practice Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 162 SECURITIES TRADING HOURS: 162 START DATE: 03/01/2011 ADDRESS: 160 Gould St, Suite 212, Needham Heights MA 02494, United States DESCRIPTION: Provide assistance to advisors in the daily operation of their practice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-10 |
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