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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2021-08-30 |
Branch Locations
Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full Time Education | Guaynabo | PR | 08/2002 | Present |
| Oriental Financial Services Corp. | San Juan | PR | 04/2016 | 12/2017 |
| Oriental Financial Services | San Juan | PR | 01/2018 | 03/2021 |
| Popular Securities, Llc | San Juan | PR | 03/2021 | 06/2021 |
| Massmutual Life Insurance Co | San Juan | PR | 07/2021 | Present |
| Mml Investors Services, Llc | San Juan | PR | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-06 |
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