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Current Employers
Quadrant Private Wealth Management, Llc

3850 Sierra Circle Ste 300, Center Valley, PA 18034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-13
PA RA APPROVED 2018-08-14
  • TX RA
    APPROVED_RES
    Since 2023-11-13
  • PA RA
    APPROVED
    Since 2018-08-14

Branch Locations

2 West Market Street, Bethlehem, PA 18018 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Quadrant Private Wealth Management, Llc Bethlehem PA 05/2014 05/2024
Quadrant Private Wealth Management, Llc Center Valley PA 05/2024 Present
Previous Registrations
Other Businesses

JONATHAN MACK 322 E STATE ST COOPERSBURG PENNSYLVANIA 18036 PIAA BASKETBALL OFFICIAL REFEREE BASKETBALL GAMES STARTED:01-JAN-2008 HOURS PER MONTH:1-10 NONE DURING TRADING. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-14
S66 Uniform Combined State Law Examination 2000-10-09
  • S65 Uniform Investment Adviser Law Examination
    2018-08-14
  • S66 Uniform Combined State Law Examination
    2000-10-09

View on SEC IAPD

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