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Stephen Joseph Carrigg

Integrated Wealth Concepts LLC

Waltham, MA

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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-01-04
  • MA RA
    APPROVED
    Since 2021-01-04

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liquid Capital Inc Norwell MA 01/2018 01/2021
Fidelity Investments Smithfield RI 11/2015 01/2018
Commonwealth Financial Network Waltham MA 12/2017 01/2021
Integrated Wealth Concepts. Llc Waltham MA 01/2021 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-14
S65 Uniform Investment Adviser Law Examination 2016-12-29
  • S63 Uniform Securities Agent State Law Examination
    2017-10-14
  • S65 Uniform Investment Adviser Law Examination
    2016-12-29
Designations

View on SEC IAPD

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