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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments | Chicago | IL | 10/2014 | Present |
Name: EO Nemeas Levidiou LLC Position: LLC Member Nature: Truck Leasing Investment Related: No Hours: 0 hours per week Securities Trading Hours: 0 Start Date: 7/1/2024 Address: Home Address, Downers Grove, IL 60516 Description: no official duties, just listed on LLC with spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-20 |
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