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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-10-30
  • TN RA
    APPROVED
    Since 2019-10-30

Branch Locations

1211 Murfreesboro Rd, Franklin, TN 37064 • United States

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Franklin TN 07/2019 Present
Bank Of America, N.A. Franklin TN 07/2019 Present
Cellular Sales Verizon Johnson City TN 09/2012 03/2017
Suntrust Brentwood TN 09/2013 03/2017
Honda Kingsport Kingsport TN 08/2017 07/2019
Unemployed Brentwood TN 03/2017 08/2017
  • 07/2019 → Present
    Franklin, TN
  • 07/2019 → Present
    Bank Of America, N.A.
    Franklin, TN
  • 09/2012 → 03/2017
    Cellular Sales Verizon
    Johnson City, TN
  • 09/2013 → 03/2017
    Suntrust
    Brentwood, TN
  • 08/2017 → 07/2019
    Honda Kingsport
    Kingsport, TN
  • 03/2017 → 08/2017
    Unemployed
    Brentwood, TN
Other Businesses

I*2924273Entity Type: Rental PropertyName of OBA: Rental Property 1Address: La Vergne TennesseeInvestment Related: NoPosition, Title, Association: Sole ownerStart Date:09/29/2025No Hours: 1 WeeklyNo Hours during trading:0 WeeklyDuties: Sole owner of rental propertyI*2925274Entity Type: Rental PropertyName of OBA: Rental Property 2Address: Nolensville TennesseeInvestment Related: NoPosition, Title, Association: Sole ownerStart Date:09/29/2025No Hours: 0 WeeklyNo Hours during trading:0 WeeklyDuties: Sole owner of rental propertyI*3040268Entity Type: For Profit, Publicly TradedName of OBA: UberAddress: San Francisco, California, 94158Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 10/20/2025Number of Hours: 4, WeeklyNumber of Hours during trading: 0Duties: Taxi driving I*3163331 Entity Type: Entity For Profit Name of OBA: Replay Sports Address: Aurora, Colorado, 80010 Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/31/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Sports Card Hobby Shop I am in conversation to buy into the business as a Franchise Owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
  • S66 Uniform Combined State Law Examination
    2019-10-25
Other Names
  • Richard S Cardente
  • Rj Cardente
  • Richard Cardente

View on SEC IAPD

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