Harold J Hicks

Current Employers

Employment History

• 09/2014 → 02/2022
  Voya Financial Advisors
  Jackson, MS
• 02/2022 → Present
  Lpl Financial, Llc
  Jackson, MS
• 02/2022 → 07/2026
  Mariner Independent Advisor Network, Llc
  Sacramento, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2022-02-22 → 2026-06-26
  Mariner Advisor Network
  Jackson, MS
• 2011-01-03 → 2022-02-25
  Voya Financial Advisors, Inc.
  Jackson, MS
  Metairie, LA
  Houston, TX
  Metairie, LA
  Nashville, TN
  Nashville, TN
• 2001-08-02 → 2011-01-03
  Voya Financial Partners, Llc
  Jackson, MS
  Metairie, LA
  Jackson, MS

Other Businesses

1) 2004 - Non-Variable Insurance - Harold Hicks - Investment Related - Jackson, MS 39216 2) 5/2021 - Real Estate Rental - Hicks Real Estate, LLC - Investment Related - 1003 W Pine St I Hattiesburg, MS 39401 3) 2/2022 - DBA for LPL Business (entity for LPL business) - HICKS FINANCIAL SERVICES, LLC - Investment Related - Jackson, MS 39216 4) 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-28

Designations

Other Names

• Jeff Hicks