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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-31
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2018-10-05
  • TX RA
    APPROVED_RES
    Since 2022-08-31
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2018-10-05

Branch Locations

468 Delaware Avenue Suite 100, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Williamsville NY 03/2012 11/2016
Wells Fargo Clearing Services, Llc Williamsville NY 11/2016 10/2018
Raymond James And Associates Buffalo NY 10/2018 Present
  • 03/2012 → 11/2016
    Wells Fargo Advisors Llc
    Williamsville, NY
  • 11/2016 → 10/2018
    Williamsville, NY
  • 10/2018 → Present
    Raymond James And Associates
    Buffalo, NY
Previous Registrations
Other Businesses

BUSINESS NETWORKING INTERNATIONAL (BNI), INVESTMENT RELATED, WILLIAMSVILLE, NY. MEMBERSHIP COMMITTEE, START: 2/6/15, 8 HOURS/MONTH, 0 DURING TRADING, INTERVIEW AND REVIEW MEMBERSHIP APPLICATIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-29
  • S66 Uniform Combined State Law Examination
    2011-07-29

View on SEC IAPD

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