Benjamin John Nicholson

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 11/2016
  Wells Fargo Advisors Llc
  Williamsville, NY
• 11/2016 → 10/2018
  Wells Fargo Clearing Services, Llc
  Williamsville, NY
• 10/2018 → Present
  Raymond James And Associates
  Buffalo, NY

Previous Registrations

• 2012-03-30 → 2018-10-10
  Wells Fargo Clearing Services, Llc
  Williamsville, NY
• 2011-08-15 → 2012-03-15
  Edward Jones
  St Louis, MO
  Lockport, NY

Other Businesses

BUSINESS NETWORKING INTERNATIONAL (BNI), INVESTMENT RELATED, WILLIAMSVILLE, NY. MEMBERSHIP COMMITTEE, START: 2/6/15, 8 HOURS/MONTH, 0 DURING TRADING, INTERVIEW AND REVIEW MEMBERSHIP APPLICATIONS.

Exams

• S66 Uniform Combined State Law Examination
  2011-07-29