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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-14
PA RA APPROVED 2011-10-13
  • TX RA
    APPROVED_RES
    Since 2025-05-14
  • PA RA
    APPROVED
    Since 2011-10-13

Branch Locations

521 Hyde Park, Doylestown, PA 18902-6606 • United States

Hatfield, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Doylestown PA 05/2011 03/2020
Ameriprise Financial Services, Llc Doylestown PA 03/2020 Present
Other Businesses

Business Ownership; Optavia; Assist clients in gaining a healthier lifestyle through creating good habits and promoting weight loss.; Health Services; 1656 Hedgewood RdHatfield, PA 19440, ,; Not Investment-Related; 08/01/2017; 10 to 19 hours per month; 1 to 9 during trading hours / The Bushi Group; Instruct Students in the art of Shotokan Karate and Aikijujitsu; Karate School; Temporary Address68 W Broad StreetSouderton, PA 18964, ,; Not Investment-Related; 01/01/2011; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-12
  • S66 Uniform Combined State Law Examination
    2011-10-12
Other Names
  • Adam Older
  • Adam Craig Older

View on SEC IAPD

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