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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-21
  • CA RA
    APPROVED
    Since 2023-11-21

Branch Locations

Stevenson Ranch, CA • United States

6500 S Macadam Avenue Suite 125, Portland, OR 97239 • United States

1030 Nevada St Ste 203, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eaton Vance Distributors, Inc. Seattle WA 04/2013 11/2017
Parametric Portfolio Associates Seattle WA 04/2013 11/2017
Unemployed Modesto CA 12/2017 01/2018
Stanislaus County Modesto CA 01/2018 12/2018
Unemployed Modesto CA 12/2018 12/2018
Bustamante Realty Group Tijuana 12/2018 08/2019
Unemployed San Franscisco CA 08/2019 08/2019
San Joaquin County Stockton CA 08/2019 08/2020
Unemployed Santa Clarita CA 08/2020 01/2021
Matson Los Angeles CA 01/2021 01/2021
Unemployed Santa Clarita CA 01/2021 03/2021
Grand River Navigation Traverse City MI 03/2021 04/2021
Unemployed Santa Clarita CA 04/2021 10/2021
Cummings Appraisal Group Los Angeles CA 10/2021 12/2021
Unemployed Santa Clarita CA 12/2021 03/2022
Scoot Education Los Angeles CA 03/2022 04/2022
Unemployed Santa Clarita CA 04/2022 04/2022
City And County Of San Francisco San Francisco CA 04/2022 06/2023
Unemployed San Franscisco CA 06/2023 Present
Voya Financial Advisors San Francisco CA 08/2023 Present
  • 04/2013 → 11/2017
    Eaton Vance Distributors, Inc.
    Seattle, WA
  • 04/2013 → 11/2017
    Parametric Portfolio Associates
    Seattle, WA
  • 12/2017 → 01/2018
    Unemployed
    Modesto, CA
  • 01/2018 → 12/2018
    Stanislaus County
    Modesto, CA
  • 12/2018 → 12/2018
    Unemployed
    Modesto, CA
  • 12/2018 → 08/2019
    Bustamante Realty Group
    Tijuana
  • 08/2019 → 08/2019
    Unemployed
    San Franscisco, CA
  • 08/2019 → 08/2020
    San Joaquin County
    Stockton, CA
  • 08/2020 → 01/2021
    Unemployed
    Santa Clarita, CA
  • 01/2021 → 01/2021
    Matson
    Los Angeles, CA
  • 01/2021 → 03/2021
    Unemployed
    Santa Clarita, CA
  • 03/2021 → 04/2021
    Grand River Navigation
    Traverse City, MI
  • 04/2021 → 10/2021
    Unemployed
    Santa Clarita, CA
  • 10/2021 → 12/2021
    Cummings Appraisal Group
    Los Angeles, CA
  • 12/2021 → 03/2022
    Unemployed
    Santa Clarita, CA
  • 03/2022 → 04/2022
    Scoot Education
    Los Angeles, CA
  • 04/2022 → 04/2022
    Unemployed
    Santa Clarita, CA
  • 04/2022 → 06/2023
    City And County Of San Francisco
    San Francisco, CA
  • 06/2023 → Present
    Unemployed
    San Franscisco, CA
  • 08/2023 → Present
    Voya Financial Advisors
    San Francisco, CA
Previous Registrations
Other Businesses

IN-HOME SUPPORTIVE SERVICES POSITION: Provider NATURE: I am planning to work as a "Provider" to deliver in-home support services to a disabled adult (who happens to be my son). Funding is provided through the Los Angeles County Department of Public Social Services (DPSS). INVESTMENT RELATED: No NUMBER OF HOURS: 108 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2025 ADDRESS: 21615 Plummer St, Chatsworth CA 91311, United States DESCRIPTION: Tasks involve general household duties like cooking, cleaning, personal care, and educational enrichment. Tasks will be completed outside of Voya office hours (evenings and weekends).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
S63 Uniform Securities Agent State Law Examination 2011-08-29
  • S66 Uniform Combined State Law Examination
    2023-10-25
  • S63 Uniform Securities Agent State Law Examination
    2011-08-29
Other Names
  • Christopher Norman Wisdom

View on SEC IAPD

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