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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-03-31 |
| CA | RA | APPROVED | 2018-01-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liberty Group Llc | Oakland | CA | 04/2014 | 01/2018 |
| Lpl Financial, Llc | Meridian | ID | 01/2018 | Present |
1) 2018-01-16 - Bookkeeper for Wife's Marriage Family Therapist (MFT) business - Tax Prep/Accounting/CPA - Y - - 2017-12-29 - 2hrs/mth - 0hrs/mth during trading 2) 2018-01-16 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Covenant Wealth Management / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2017-12-29 - 140hrs/mth - 7hrs/mth during trading 3) 2019-10-14 - None - Non-Variable Insurance - Y - at reported business location(s) - 2019-09-24 - 0hrs/mth - 0hrs/mth during trading 4) 2024-07-09 - None - Act in a Fiduciary Capacity - N - 10152 SW Trapper Terrace Beaverton, OR 97008 - 2024-07-05 - 10hrs/mth - 1hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-07 |
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