John Tyler Vander Ploeg

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 09/2016
  Axa Advisors, Llc
  New York, NY
• 09/2016 → 02/2017
  Securian Financial Services Inc
  St Paul, MN
• 09/2016 → 02/2017
  Strategic Financial Partners
  Greenwood Village, CO
• 02/2017 → 08/2018
  Securian Financial Services Inc
  St Paul, MN
• 02/2017 → 08/2018
  Minnesota Life Insurance Co
  St Paul, MN
• 02/2017 → 08/2018
  Strategic Financial Partners
  Colorado Springs, CO
• 08/2018 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2016-10-06 → 2018-08-17
  Securian Financial Services, Inc.
  Greenwood Village, CO
  Greenwood Village, CO
  Colorado Springs, CO
• 2012-08-21 → 2016-09-12
  Equitable Advisors, Llc
  Lakewood, CO

Other Businesses

SL Ventures; No; Miami Beach, FL; LLC set up to own property; managing director; 01/2024; 0; 0; No duties involved in day-to-day operations. LLC is set up so we can designate who owns what property and collect monthly income. This business has virtual racehorses who breed and create new racehorses. The owner of the business is responsible for the day-to-day operations, and I am paid monthly my proportionate % of profits from my virtual horse ownership.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-19