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Roman Kobrin

Zacks Investment Management, Inc.

Chicago, IL

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-01-09
  • IL RA
    APPROVED
    Since 2015-01-09

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Zacks Investment Management Chicago IL 09/2014 Present
Lbmz Securities, Inc. Chicago IL 06/2016 Present
  • 09/2014 → Present
    Zacks Investment Management
    Chicago, IL
  • 06/2016 → Present
    Lbmz Securities, Inc.
    Chicago, IL
Previous Registrations
  • 2012-01-26 → 2014-07-14
    Td Ameritrade, Inc.
    Northbrook, IL
    Chicago, IL
    Chicago, IL
  • 2012-01-26 → 2014-07-14
    Td Ameritrade Investment Management, Llc
    Northbrook, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-01
  • S66 Uniform Combined State Law Examination
    2011-11-01

View on SEC IAPD

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