Inactive

William Douglas Neal

Nicolet Wealth Management

Claim This Profile

Current Employers

Nicolet Wealth Management

111 N. Washington Street, Green Bay, WI 54301 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2026-04-27

IA RA
APPROVED

Since 2026-04-27

Branch Locations

895 Main St, Dubuque, IA 52001 • United States

111 N. Washington Street, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Atcapital Management	Dubuque	IA	10/2015	09/2018
Midwestone Bank	Dubuque	IA	10/2021	06/2024
Nicolet Wealth Management	Dubuque	IA	04/2026	Present
First Community Trust	Dubuque	IA	10/2018	10/2020
First Community Trust	Dubuque	IA	10/2020	09/2021
Midwestonebank	Dubuque	IA	06/2024	07/2025
Midwestonebank	Dubuque	IA	07/2025	02/2026
Nicolet National Bank	Dubuque	IA	02/2026	04/2026

10/2015 → 09/2018

Atcapital Management

Dubuque, IA
10/2021 → 06/2024

Midwestone Bank

Dubuque, IA
04/2026 → Present

Nicolet Wealth Management

Dubuque, IA
10/2018 → 10/2020

First Community Trust

Dubuque, IA
10/2020 → 09/2021

First Community Trust

Dubuque, IA
06/2024 → 07/2025

Midwestonebank

Dubuque, IA
07/2025 → 02/2026

Midwestonebank

Dubuque, IA
02/2026 → 04/2026

Nicolet National Bank

Dubuque, IA

Previous Registrations

2011-06-13 → 2018-09-24

Atcapital Management

Dubuque, IA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-17

S65 Uniform Investment Adviser Law Examination

2026-04-17

Other Names

Bill Douglas Neal

View on SEC IAPD

More in Dubuque, IA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor