Best Investors Account Sign in
Current Employers
California Financial Partners, Inc.

700 N. Brand Blvd., Suite 640, Glendale, CA 91203 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-21
  • CA RA
    APPROVED
    Since 2023-09-21

Branch Locations

700 N. Brand Blvd., Suite 640, Glendale, CA 91203 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-15
CA RA APPROVED 2012-02-10
  • TX RA
    APPROVED
    Since 2023-05-15
  • CA RA
    APPROVED
    Since 2012-02-10

Branch Locations

700 N Brand Blvd, Suite #640, Glendale, CA 91203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Glendale CA 05/2011 Present
California Financial Partners Glendale CA 03/2011 Present
  • 05/2011 → Present
    Glendale, CA
  • 03/2011 → Present
    California Financial Partners
    Glendale, CA
Previous Registrations
  • 2016-01-22 → 2023-09-22
    California Financial Partners
    Glendale, CA
    Glendale, CA
Other Businesses

1. 08/29/2011 - CALIFORNIA FINANCIAL PARTNERS, INC/ DBA ONLY/ GLENDALE, CA 2. 10/08/2014 - CALIFORNIA FINANCIAL PARTNERS (ADMIN STATUS ONLY) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 0 HOUR PER MONTH - GLENDALE, CA 3. 05/06/2019 - CASL Financial, Inc - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:04/12/2019 - 1 hr/mo - 0 hrs during trading. 4. 3/16/2020 - California Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/15/2011 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 5% - I provide financial planning and consulting services through California Financial Partners, an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-10
  • S66 Uniform Combined State Law Examination
    2011-11-10
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Glendale, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor