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700 N. Brand Blvd., Suite 640, Glendale, CA 91203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-21 |
Branch Locations
700 N. Brand Blvd., Suite 640, Glendale, CA 91203 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-15 |
| CA | RA | APPROVED | 2012-02-10 |
Branch Locations
700 N Brand Blvd, Suite #640, Glendale, CA 91203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glendale | CA | 05/2011 | Present |
| California Financial Partners | Glendale | CA | 03/2011 | Present |
1. 08/29/2011 - CALIFORNIA FINANCIAL PARTNERS, INC/ DBA ONLY/ GLENDALE, CA 2. 10/08/2014 - CALIFORNIA FINANCIAL PARTNERS (ADMIN STATUS ONLY) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 0 HOUR PER MONTH - GLENDALE, CA 3. 05/06/2019 - CASL Financial, Inc - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:04/12/2019 - 1 hr/mo - 0 hrs during trading. 4. 3/16/2020 - California Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/15/2011 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 5% - I provide financial planning and consulting services through California Financial Partners, an independent investment advisor firm. I started this business activity in 03/2020. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-10 |
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