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John Hancock Investment Management LLC CRD 105790
$212B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-08-22 |
| CO | RA | APPROVED | 2023-08-21 |
Branch Locations
200 Berkeley St., Boston, MA 02116-5022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Management Holdings Corp | Denver | CO | 05/2012 | 01/2021 |
| Janus Distributors Llc | Denver | CO | 01/2013 | 01/2022 |
| Janus Henderson Investors Us Llc | Denver | CO | 01/2021 | Present |
| Janus Henderson Distributors Us Llc | Denver | CO | 01/2022 | 03/2023 |
| John Hancock | Boston | MA | 03/2023 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 03/2023 | Present |
a. OBA Name: Rental property b. Investment-related?: No c. OBA Address: 7452 S Utica St, Littleton, CO 80128 d. OBA Nature: Landlord/owner. Purchased a new home and decided to rent my old home. e. Position, Title, or Relationship with the OBA: Landlord/owner f. OBA Start Date: 05/15/2026 g. Approximate number of hours/month devoted to the OBA: 5 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Landlord and property manager for one townhome in Littleton, CO. Monthly rental income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-23 |
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