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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-08-22
CO RA APPROVED 2023-08-21
  • MA RA
    APPROVED
    Since 2023-08-22
  • CO RA
    APPROVED
    Since 2023-08-21

Branch Locations

Littleton, CO • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Management Holdings Corp Denver CO 05/2012 01/2021
Janus Distributors Llc Denver CO 01/2013 01/2022
Janus Henderson Investors Us Llc Denver CO 01/2021 Present
Janus Henderson Distributors Us Llc Denver CO 01/2022 03/2023
John Hancock Boston MA 03/2023 Present
John Hancock Investment Management Distributors Llc Boston MA 03/2023 Present
  • 05/2012 → 01/2021
    Janus Management Holdings Corp
    Denver, CO
  • 01/2013 → 01/2022
    Janus Distributors Llc
    Denver, CO
  • 01/2021 → Present
    Janus Henderson Investors Us Llc
    Denver, CO
  • 01/2022 → 03/2023
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 03/2023 → Present
    John Hancock
    Boston, MA
  • 03/2023 → Present
    John Hancock Investment Management Distributors Llc
    Boston, MA
Other Businesses

a. OBA Name: Rental property b. Investment-related?: No c. OBA Address: 7452 S Utica St, Littleton, CO 80128 d. OBA Nature: Landlord/owner. Purchased a new home and decided to rent my old home. e. Position, Title, or Relationship with the OBA: Landlord/owner f. OBA Start Date: 05/15/2026 g. Approximate number of hours/month devoted to the OBA: 5 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Landlord and property manager for one townhome in Littleton, CO. Monthly rental income.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-16
S63 Uniform Securities Agent State Law Examination 2013-01-23
  • S66 Uniform Combined State Law Examination
    2023-08-16
  • S63 Uniform Securities Agent State Law Examination
    2013-01-23
Designations
  • Certified Financial Planner

View on SEC IAPD

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