James K Lehman

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-19
PA	RA	APPROVED	2018-10-03

TX RA
APPROVED_RES

Since 2023-10-19
PA RA
APPROVED

Since 2018-10-03

Branch Locations

Mechanicsburg, PA • United States

3995 E Market St, York, PA 17402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Camp Hill	PA	02/2014	09/2018
Ameriprise Financial Services, Inc.	York	PA	09/2018	03/2020
Ameriprise Financial Services, Llc	York	PA	03/2020	Present

02/2014 → 09/2018

Ameriprise Financial Services, Inc.

Camp Hill, PA
09/2018 → 03/2020

Ameriprise Financial Services, Inc.

York, PA
03/2020 → Present

Ameriprise Financial Services, Llc

York, PA

Previous Registrations

2014-04-29 → 2018-09-26

Ameriprise Financial Services, Llc

Camp Hill, PA

Other Businesses

Business Ownership; JW Charter; Owner; Real Estate; 358 Weatherstone Drive, , New Cumberland, PA, 17070; Not Investment-Related; 08/29/2023; 0 hours per month; 0 during trading hours. Outside Employment; LPPO, LLC; Financial Advisor - Financial Advisor; ; 20 East Roseville Road, Suite A Lancaster PA 17601, ,; Investment-Related; 10/01/2018; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-28

S66 Uniform Combined State Law Examination

2014-04-28

View on SEC IAPD