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Carrie E Harth

LPl Financial LLC

Largo, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-12-12
  • FL RA
    APPROVED
    Since 2014-12-12

Branch Locations

12651 Walsingham Rd Ste E, Largo, FL 33774 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Indian Shores FL 01/2014 Present
  • 01/2014 → Present
    Lpl Financial
    Indian Shores, FL
Other Businesses

1. 02/24/2014-NOELLE DANIEL WEALTH MANAGEMENT/DBA ONLY/40%/INDIAN SHORES,FL 2. 6/25/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 02/20/2020 - 0 Hours Per Month - Notary public in state of Florida.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-09
  • S66 Uniform Combined State Law Examination
    2014-12-09
Other Names
  • Carrie E Gunier

View on SEC IAPD

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