Elliott N Singer

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 06/2019
  Eh Shum Financial Solutions
  Burlingame, CA
• 09/2016 → 06/2019
  Usa Financial Securities Corporation
  Burlingame, CA
• 09/2019 → 09/2020
  Jpmorgan Chase Bank N.A.
  Dayton, OH
• 09/2019 → 09/2020
  J.P. Morgan Securities Llc
  Dayton, OH
• 07/2019 → 08/2019
  Unemployed
  Dayton, OH
• 09/2020 → 09/2022
  Fidelity Investments
  Covington, KY
• 09/2022 → 06/2024
  The Prudential Insurance Company Of America
  Columbus, OH
• 09/2022 → 06/2024
  Pruco Securities Llc
  Columbus, OH
• 06/2024 → Present
  Park Avenue Securities
  West Chester, OH
• 06/2024 → Present
  Guardian Life Insurance Company
  Westchester, OH
• 06/2024 → Present
  Guardian Life Insurance Company
  Dayton, OH
• 06/2024 → Present
  Park Avenue Securities
  Dayton, OH

Previous Registrations

• 2022-09-29 → 2024-06-03
  Pruco Securities, Llc.
  Columbus, OH
  Centerville, OH
• 2020-11-30 → 2022-09-16
  Fidelity Personal And Workplace Advisors
  Covington, KY
• 2019-11-11 → 2020-10-12
  J.P. Morgan Securities Llc
  Oakwood, OH
• 2013-11-27 → 2014-07-28
  Allstate Financial Advisors, Llc
  Gilroy, CA
• 2012-10-10 → 2013-10-08
  Northwestern Mutual Investment Services, Llc
  Campbell, CA

Other Businesses

1. FAIRBROOKE PROPERTIES, Start Date: 09/01/2022, Nature: rental property, Address: 1420 Lake Pointe Way, Apt 8, Dayton OH 45459, Duties: co-owner with wife and in-laws, collect money from tenant, fix things that break, 0 total hours per month, Investment Related, 2. Ash Brokerage, Start Date: 10/28/25, Nature: Insurance Sales, Address: 7755 Paragon Ave, unit 107, Dayton, OH 45459, Duties: Independent Contractor selling insurance other than Guardian, 10 total hours per month; 10 during securities trading hours, Investment Related,

Exams

• S66 Uniform Combined State Law Examination
  2019-09-13
• S65 Uniform Investment Adviser Law Examination
  2012-10-09
• S63 Uniform Securities Agent State Law Examination
  2012-06-04

Other Names

• Elliott Singer
• Elliott Neal Singer
• Elliott N. Singer