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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-11-07 |
| TX | RA | APPROVED_RES | 2019-11-01 |
Branch Locations
55 Realty Drive, Ste 300, Cheshire, CT 06410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 11/2019 |
| Lpl Financial Llc | Cheshire | CT | 11/2019 | Present |
1. 11/1/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Start Date: 11/01/2019 - 4 Hours Per Month/2 Hours During Securities Trading - Time Spent 1%. 2. 11/1/2019 - HOYNES FINANCIAL GROUP LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-19 |
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