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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-19
  • NC RA
    APPROVED
    Since 2026-05-19

Branch Locations

Raleigh, NC • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Raleigh NC 07/2016 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 05/2024
American United Life Raleigh NC 04/2026 Present
Oneamerica Securities Raleigh NC 05/2026 Present
Unemployed Raleigh NC 06/2024 04/2026
  • 07/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Raleigh, NC
  • 11/2016 → 05/2024
    Raleigh, NC
  • 04/2026 → Present
    American United Life
    Raleigh, NC
  • 05/2026 → Present
    Oneamerica Securities
    Raleigh, NC
  • 06/2024 → 04/2026
    Unemployed
    Raleigh, NC
Previous Registrations
  • 2016-07-14 → 2024-06-20
    Wake Forest, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
  • 2013-08-19 → 2016-08-05
    Raleigh, NC
    Raleigh, NC
    San Diego, CA
    Raleigh, NC
    Raleigh, NC
    Morrisville, NC
    Miami, FL
  • 2011-09-14 → 2013-08-28
    Raleigh, NC
    Raleigh, NC
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-13
S63 Uniform Securities Agent State Law Examination 2011-08-29
  • S65 Uniform Investment Adviser Law Examination
    2011-09-13
  • S63 Uniform Securities Agent State Law Examination
    2011-08-29

View on SEC IAPD

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