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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-02-20
  • MS RA
    APPROVED
    Since 2025-02-20

Branch Locations

301 John Lee Hooker Lane, Clarksdale, MS 38614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Jackson MS 10/2013 11/2021
Cetera Investment Services St Cloud MN 10/2013 11/2021
Cetera Investment Advisers Llc Byram MS 01/2014 11/2021
Concourse Financial Group Securities Inc Clarksdale MS 11/2021 02/2025
Cb&S Financial Services (A Division Of Cb&S Bank) Clarksdale MS 11/2021 Present
Cetera Wealth Services, Llc Clarksdale MS 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 10/2013 → 11/2021
    Regions Bank
    Jackson, MS
  • 10/2013 → 11/2021
    Cetera Investment Services
    St Cloud, MN
  • 01/2014 → 11/2021
    Byram, MS
  • 11/2021 → 02/2025
    Concourse Financial Group Securities Inc
    Clarksdale, MS
  • 11/2021 → Present
    Cb&S Financial Services (A Division Of Cb&S Bank)
    Clarksdale, MS
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Clarksdale, MS
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-11-30 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Clarksdale, MS
    Clarksdale, MS
    Birmingham, AL
  • 2014-01-21 → 2021-11-26
    Byram, MS
    Cleveland, MS
  • 2013-10-03 → 2014-01-21
    Cetera Investment Services Llc
    Bryam, MS
    Jackson, MS
    Hoover, AL
    St Cloud, MN
    Jackson, MS
    Greenville, MS
    Cleveland, MS
    Ridgeland, MS
  • 2012-05-01 → 2013-09-13
    Ridgeland, MS
  • 2011-08-04 → 2012-05-01
    Jackson, MS
Other Businesses

(dba) CB&S FINANCIAL SERVICES (A DIVISION OF CB&S BANK); Investment Related; 301 John Lee Hooker Lane, Clarksdale, MS; Insurance and Financial Services; Financial Adviser; Start Date 11/2021; 160 hours per month with most hours per month occurring during trading hours; Provide insurance and investment products and services to CB&S Bank customers. >> THE CAGER GROUP; Non-Investment Related; Residence; Rental Property; Owner; Start Date 08/2013; 10 hours per month with minimal hours per month during trading hours; Manage rental property and collect monthly rent. >> CLARKSDALE CHAMBER OF COMMERCE; Non-Investment Related; 102 3rd Street, Clarksdale, MS 38614?; Other; Board Member; Start Date 4/2022; 2 hours per month with minimal hours per month during trading hours; Meet once per month to discuss the budget on activities in town such as the Delta Blues Festival, county fair, and other festivals that are held in the area to attract tourist.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-03
  • S66 Uniform Combined State Law Examination
    2011-08-03
Other Names
  • Belma C Cager

View on SEC IAPD

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