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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-02-20 |
Branch Locations
301 John Lee Hooker Lane, Clarksdale, MS 38614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Jackson | MS | 10/2013 | 11/2021 |
| Cetera Investment Services | St Cloud | MN | 10/2013 | 11/2021 |
| Cetera Investment Advisers Llc | Byram | MS | 01/2014 | 11/2021 |
| Concourse Financial Group Securities Inc | Clarksdale | MS | 11/2021 | 02/2025 |
| Cb&S Financial Services (A Division Of Cb&S Bank) | Clarksdale | MS | 11/2021 | Present |
| Cetera Wealth Services, Llc | Clarksdale | MS | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) CB&S FINANCIAL SERVICES (A DIVISION OF CB&S BANK); Investment Related; 301 John Lee Hooker Lane, Clarksdale, MS; Insurance and Financial Services; Financial Adviser; Start Date 11/2021; 160 hours per month with most hours per month occurring during trading hours; Provide insurance and investment products and services to CB&S Bank customers. >> THE CAGER GROUP; Non-Investment Related; Residence; Rental Property; Owner; Start Date 08/2013; 10 hours per month with minimal hours per month during trading hours; Manage rental property and collect monthly rent. >> CLARKSDALE CHAMBER OF COMMERCE; Non-Investment Related; 102 3rd Street, Clarksdale, MS 38614?; Other; Board Member; Start Date 4/2022; 2 hours per month with minimal hours per month during trading hours; Meet once per month to discuss the budget on activities in town such as the Delta Blues Festival, county fair, and other festivals that are held in the area to attract tourist.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-03 |
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