Joseph Ferris Sullivan

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → Present
  Charles Schwab & Co., Inc.
  Edgewater, FL
• 04/2015 → Present
  Schwab Wealth Advisory, Inc.
  Edgewater, FL
• 04/2016 → 03/2017
  Uber
  Orlando, FL

Previous Registrations

• 2014-08-05 → 2015-03-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Orlando, FL
  Lake Mary, FL

Other Businesses

Self Employed | not investment related | Edgewater, Florida | start date 08/01/2022 | DJ, Musician, Trivia Night Host | Mainly DJing, playing music/band and hosting trivia nights at local bars/restaurants | less than 20 hours per month | none during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-01
• S63 Uniform Securities Agent State Law Examination
  2012-02-22

Designations

• Certified Financial Planner

Other Names

• Ferris Sullivan
• Joseph F. Sullivan
• Joseph F Sullivan