David Erik Olson

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-07-30

WA RA
APPROVED

Since 2019-07-30

Branch Locations

Seattle , WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Seattle	WA	10/2017	Present
Jennifer Thomsen/Massmutual Northwest	Seattle	WA	10/2013	Present

10/2017 → Present

Mml Investors Services, Llc

Seattle, WA
10/2013 → Present

Jennifer Thomsen/Massmutual Northwest

Seattle, WA

Other Businesses

NAME: WEST COAST HOME LENDING, LLC INV REL: N ADD: 5711 S DAWSON ST, SEATTLE, WA 98118 NATURE: MORTGAGE LOAN ORIGINATION POSITION: MLO (MORTGAGE LOAN OFFICER) START DATE: 04/01/2023 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LOAN OFFICER WORKING WITH CLIENTS TO TAKE MORTGAGE APPLICATIONS AND ORGINATE MORTGAGE LOANS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-24
S63	Uniform Securities Agent State Law Examination	2018-02-09

S65 Uniform Investment Adviser Law Examination

2019-06-24
S63 Uniform Securities Agent State Law Examination

2018-02-09

Designations

Chartered Financial Analyst

View on SEC IAPD