Minjoo Lee

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 09/2025
  Avantax Investment Services, Inc.
  Mill Valley, CA
• 06/2010 → Present
  Minjoo Lee Cpa
  Sacramento, CA
• 10/2013 → 09/2025
  Avantax Advisory Services
  Mill Valley, CA
• 08/2014 → Present
  Minjoo Lee Cpa
  Oakland, CA
• 05/2020 → 11/2022
  Son & Associates
  Torrance, CA
• 07/2024 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  San Leandro, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  San Leandro, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-10-02 → 2025-09-05
  Avantax Advisory Services
  San Leandro, CA

Other Businesses

1) Minjoo Lee, CPA~114 Parrott Street, Suite F~San Leandro~CA~94577~Other~Owner/Sole Proprietor~8/1/2014~4hrs~0hrs~Help clients purchase health insurance, bond, workers comp, and business general liability insurance. 2) Minjoo Lee CPA~259 Morning Sun Avenue~Mill Valley~CA~94941~Tax Preparation/Accounting~Owner/Sole Proprietor~6/1/2010~160hrs~120hrs~Provide accounting, Bookkepping, tax preparation and payroll services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-18
• S63 Uniform Securities Agent State Law Examination
  2011-09-30

Designations

• Personal Financial Specialist