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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-04
NJ RA APPROVED 2016-04-18
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-04
  • NJ RA
    APPROVED
    Since 2016-04-18

Branch Locations

2000 Westchester Avenue, 1 Nc Northeast Region, Purchase, NY 10577 • United States

1 New York Plaza, New York, NY 10004 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 05/2011 Present
  • 05/2011 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
Other Businesses

*402619 - Abundant Homes & Property LLC; Investment related Yes; Mount Vernon, NY; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); June 2020; During business hours: 0; After business hours: 10; Property Management, Sales/Marketing. *558609 - Etsy; Investment Related: Yes ; Mount Vernon, New York; Retail/Online Stores; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2024; During Business Hours: 0; After Business Hours: 2;Creator of home trinkets and productivity planners/journals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-18
  • S66 Uniform Combined State Law Examination
    2016-04-18
Other Names
  • Shaquanna Brown

View on SEC IAPD

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