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Christopher J Kemp

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-10
TX RA APPROVED 2026-02-10
  • CA RA
    APPROVED
    Since 2026-02-10
  • TX RA
    APPROVED
    Since 2026-02-10

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Diego CA 06/2016 05/2020
Schools Financial Credit Union Swacramento CA 06/2016 10/2016
Fsc Securities Corporation San Diego CA 05/2020 11/2023
Osaic Wealth, Inc. San Diegeo CA 11/2023 02/2026
Lpl Financial San Diego CA 02/2026 Present
  • 06/2016 → 05/2020
    San Diego, CA
  • 06/2016 → 10/2016
    Schools Financial Credit Union
    Swacramento, CA
  • 05/2020 → 11/2023
    Fsc Securities Corporation
    San Diego, CA
  • 11/2023 → 02/2026
    San Diegeo, CA
  • 02/2026 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
  • 2023-11-03 → 2026-02-12
    San Diegeo, CA
  • 2020-05-20 → 2023-11-03
    Fsc Securities Corporation
    San Diego, CA
    San Diegeo, CA
  • 2016-06-10 → 2020-06-03
    Sacramento, CA
    San Diego, CA
    Sacramento, CA
    Orangevale, CA
    Sacramento, CA
    Folsom, CA
    Roseville, CA
    Orangeville, CA
    Placerville, CA
    San Diego, CA
    San Deigo, CA
    San Diego, CA
    La Mesa, CA
    Chula Vista, CA
    San Diego, CA
    La Jolla, CA
    Antelope, CA
  • 2012-01-24 → 2016-06-13
    Roseville, CA
    Sacramento, CA
    El Dorado Hills, CA
    El Dorado Hills, CA
Other Businesses

1) 02/02/2026 - Chris Kemp Insurance / Non-Variable Insurance / Inv Related / San Diego CA 92120 / Start date11/08/2007 - 1 Total Hours per month - 0 Total Hours per month during trading 2) 02/02/2026 - Gemstone Gymnastics / Business Owner / CFO position / Non inv Related / San Diego CA 92120 / Start date 08/18/2017 - 20 Total Hours per month - 4 Total Hours per month during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-20
  • S66 Uniform Combined State Law Examination
    2012-01-20
Other Names
  • Chris James Kemp
  • Christopher James Kemp

View on SEC IAPD

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