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Emily Nicole Swerdlow

Howard Financial Services, Ltd.

Dallas, TX

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Current Employers
Howard Financial Services, Ltd.

8350 Meadow Road Suite 181, Dallas, TX 75231 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-10
  • TX RA
    APPROVED
    Since 2015-09-10

Branch Locations

8350 Meadow Road Suite 181, Dallas, TX 75231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howard Financial Services, Ltd Dallas TX 01/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-10
  • S65 Uniform Investment Adviser Law Examination
    2015-09-10
Designations
Other Names
  • Emily Nicole Brooks

View on SEC IAPD

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7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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