Kara Anne Lewis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-07-24

MD RA
APPROVED

Since 2024-07-24

Branch Locations

Salisbury, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	05/2011	07/2024
Lpl Financial	Salisbury	MD	07/2024	Present

05/2011 → 07/2024

Edward Jones

St Louis, MO
07/2024 → Present

Lpl Financial

Salisbury, MD

Previous Registrations

2011-08-19 → 2024-07-25

Edward Jones

St Louis, MO

Salisbury, MD

Salisbury, MD

Salisbury, MD

Other Businesses

1. 08/14/2024 - Delmarva Private Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/06/2024 - 100 Hours per Month/ 8 Hours during Trading 2. 01/27/2025- Business Owner- Not INV Related- At Reported Business Location(s)- Start date 01/17/2025- 3 Hours Per Day

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-15

S66 Uniform Combined State Law Examination

2011-08-15

Designations

Other Names

Kara A Lewis

View on SEC IAPD