Parker James O'SUllivan

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 02/2017
  Lateef Investment Management, L.P.
  Greenbrae, CA
• 10/2016 → 02/2017
  Atel Securities Corporation
  San Francisco, CA
• 02/2017 → 06/2017
  Commonfund Securities, Inc.
  Wilton, CT
• 11/2017 → 05/2018
  Vail Resorts
  Avon, CO
• 05/2018 → 10/2018
  Unemployed
  Palos Verdes Estates, CA
• 10/2018 → 08/2019
  Insight Wealth Strategies, Llc
  San Ramon, CA
• 06/2017 → 11/2017
  Unemployed
  Palos Verdes Estates, CA
• 10/2018 → 08/2019
  Mutual Securities, Inc.
  Camarillo, CA
• 07/2020 → 02/2022
  Sierra Pacific Financial Advisors, Llc
  Pleasanton, CA
• 08/2019 → 07/2020
  Ncs Moving Services
  Oakland, CA
• 02/2022 → Present
  Farther Finance Advisors
  Moraga, CA

Previous Registrations

• 2020-08-04 → 2022-04-19
  Sierra Pacific Private Wealth, Llc
  Pleasanton, CA
• 2019-07-15 → 2019-08-21
  Insight Wealth Strategies, Llc
  San Ramon, CA
• 2016-08-02 → 2016-08-16
  Tran Capital Management, L.P.
  San Rafael, CA
• 2012-02-24 → 2012-08-13
  Santa Barbara Asset Management, Llc
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-07-15
• S63 Uniform Securities Agent State Law Examination
  2015-12-22

Other Names

• Parker O'SUllivan