Alan Marc Soltman

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  J.A.D. Financial And Insurance Services, Llc
  Los Angeles, CA
• 01/1993 → Present
  Merlis, Soltman Green And Associates
  Los Angeles, CA
• 02/2012 → Present
  Raymond James & Associates, Inc.
  Los Angeles, CA

Previous Registrations

• 2011-08-24 → 2012-02-06
  J.A.D. Financial And Insurance Services, Llc
  Los Angeles, CA

Other Businesses

MERLIS, SOLTMAN GREEN AND ASSOCIATES--10390 SANTA MONICA BLVD., SUITE 270, LOS ANGELES, CA 90025--ACCOUNTANCY CORPORATION--PRESIDENT, 100% OWNER--START DATE: 01/01/1993--HOURS: 160/MONTH--DUTIES: C.P.A.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-02-14