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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-08-25
  • OK RA
    APPROVED
    Since 2021-08-25

Branch Locations

2020 A St Se Ste 105N, Auburn, WA 98002 • United States

501 Sw C Ave Suite 308-A, Lawton, OK 73501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Lawton OK 03/2014 Present
Primerica Financial Services Lawton OK 08/2010 Present
Fairmont Olympic Hotel Seattle Seattle WA 01/2008 11/2019
  • 03/2014 → Present
    Lawton, OK
  • 08/2010 → Present
    Primerica Financial Services
    Lawton, OK
  • 01/2008 → 11/2019
    Fairmont Olympic Hotel Seattle
    Seattle, WA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 07/2018-present, SKY of Hope LLC, 2011 NW Hoover Ave. #4 Lawton, Ok 73507, Real Estate Investing, Partner, Rep spends 0-8 hours per month on outside business, (0-3 hours per month on outside business during trading hours), buy houses to Rehab and Rent Out. Elite Nails and Spa, Not investment related, Lawton, OK 73507, Receptionist (1099), 02/2025 to Present, 10 hours committed per month (5 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-28
S63 Uniform Securities Agent State Law Examination 2014-07-09
  • S65 Uniform Investment Adviser Law Examination
    2021-07-28
  • S63 Uniform Securities Agent State Law Examination
    2014-07-09
Other Names
  • Yenoanh Thi Pham

View on SEC IAPD

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