Eric Proctor

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 07/2023
  Tiaa-Cref Individual & Institutional Services, Llc
  Seattle, WA
• 09/2012 → 07/2023
  Tiaa
  Seattle, WA
• 11/2023 → Present
  Charles Schwab & Co., Inc
  Lone Tree, CO
• 08/2023 → 10/2023
  Unemployed
  Vancouver, WA

Previous Registrations

• 2017-05-16 → 2023-07-26
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
  Glendale, CO
  Portland, OR
  Vancouver, WA
  Frisco, TX
  Seattle, WA

Other Businesses

1) Iron Prophecy | Investment Related:No|Performing/Fine Arts|Band Manager/Drummer|8/1/2019|Less than 20|0|Book shows, promote band, perform in band, 2) Delivery/Courier Services | Investment Related:No|Other|Courier|5/1/2026|Less than 20|0|Deliver food and other items, depending on requests

Exams

• S66 Uniform Combined State Law Examination
  2017-04-17
• S63 Uniform Securities Agent State Law Examination
  2011-06-14

Other Names

• Eric Proctor
• Eric Alan Proctor