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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-08-01
  • NC RA
    APPROVED
    Since 2014-08-01

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 11/2012 Present
Tiaa Charlotte NC 11/2012 Present
Other Businesses

ODELL REALTY, LLC POSITION: NC Real Estate Agent/Broker NATURE: Operating as a Transaction Coordinator (processing Real Estate transactions) for a Real Estate Broker AND operating as a part-time Real Estate Agent for residential properties. Note: As an address is required, I provided my home address; because that will be the address I will have listed on my LLC, once I establish it. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2025 ADDRESS: 20619 Torrence Chapel Rd, Suite 116, #1044, Cornelius NC 28031, United States DESCRIPTION: Operating as a Transaction Coordinator (processing Real Estate transactions) for a Real Estate Broker AND operating as a part-time Real Estate Agent for residential properties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-01
S63 Uniform Securities Agent State Law Examination 2011-06-14
  • S65 Uniform Investment Adviser Law Examination
    2014-08-01
  • S63 Uniform Securities Agent State Law Examination
    2011-06-14

View on SEC IAPD

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