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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-06-25 |
| CA | RA | APPROVED | 2019-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pimco Investments Llc | Newport Beach | CA | 04/2015 | 05/2017 |
| Pacific Investment Management Company Llc | Newport Beach | CA | 04/2015 | 05/2017 |
| Angel Oak Capital Advisors | Laguna Beach | CA | 05/2017 | 08/2018 |
| Foreside Fund Services, Llc | Laguna Beach | CA | 09/2017 | 08/2018 |
| T Rowe Price | Baltimore | MD | 08/2018 | Present |
(1) The Call Family Trust; Non-Investment Related; 1/11/2024; Executor of family estate; 1 hour per month; 0 during trading (2) The Call Collective; Non-Investment Related; 1/1/2024; Partner; Creating and selling pieces of self-made art, assisting with interior design needs, reselling rugs, consulting; 4 hours per month; 0 during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-14 |
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