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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-08
MI RA APPROVED 2016-02-23
  • TX RA
    APPROVED
    Since 2020-09-08
  • MI RA
    APPROVED
    Since 2016-02-23

Branch Locations

7900 Moorsbridge Rd, Portage, MI 49024 • United States

3566 Capital Ave Sw Stes 200 & 201, Battle Creek, MI 49015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Joseph Catholic Church Parish Council Battle Creek MI 10/2005 Present
Wells Fargo Advisors Llc Portage MI 02/2016 11/2016
Wells Fargo Clearing Services, Llc Portage MI 11/2016 Present
  • 10/2005 → Present
    St Joseph Catholic Church Parish Council
    Battle Creek, MI
  • 02/2016 → 11/2016
    Wells Fargo Advisors Llc
    Portage, MI
  • 11/2016 → Present
    Portage, MI
Previous Registrations
  • 2012-02-03 → 2016-03-07
    Kalamazoo, MI
  • 2007-04-12 → 2012-01-17
    Chase Investment Services Corp.
    Portage, MI
    Portage, MI
    Portage, MI
    Kalamazoo, MI
    Battle Creek, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-10
S63 Uniform Securities Agent State Law Examination 2000-08-03
  • S66 Uniform Combined State Law Examination
    2007-04-10
  • S63 Uniform Securities Agent State Law Examination
    2000-08-03
Designations

View on SEC IAPD

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