Steve Durant Pontiff

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1993 → Present
  Synergistic Polymer Systems, Inc.
  Sugar Land, TX
• 08/2013 → 12/2022
  Lincoln Investment Planning, Inc
  Sugar Land, TX
• 08/2013 → 01/2023
  Goodyear Tire & Rubber Company
  Houston, TX
• 01/2013 → Present
  Divorce Finance Analysis, Inc.
  Sugar Land, TX
• 01/2023 → 12/2023
  St. Bernard Financial Services, Inc.
  Russellville, AR
• 08/2022 → Present
  Eco Lab. Inc
  St. Paul, MN
• 10/2025 → Present
  Primerica Financial Services
  Houston, TX
• 11/2025 → Present
  Pfs Investments Inc.
  Houston, TX

Previous Registrations

• 2023-01-05 → 2023-12-22
  St. Bernard Financial Services, Inc.
  Sugarland, TX
  Russellville, AR
• 2013-08-28 → 2022-12-31
  Lincoln Investment
  Sugar Land, TX
  Sugar Land, TX
  Sugar Land, TX
• 2011-12-05 → 2012-12-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sugar Land, TX
• 2011-08-08 → 2011-08-19
  Morgan Stanley
  Sugar Land, TX

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Synergistic polymer systems, inc. Position: president nature: specialty chemicals business development consultancy investment related: no number of hours: 10 securities trading hours: 0 start date: 05/20/1993 Address: 4914 rutherford court, sugar land tx 77479-3819, united states Description: consulting on business development, marketing and sales of specialty chemicals. Eco lab, inc. Position business development manager Address:1 eco lab pl, st paul mn 55102, works 40 hrs. A week during trading hrs. Description: process of water and treating chemical for plastic recycling. Start date: 8/1/22 Divorce Finance Analysis, Inc., Not investment related, Sugar Land, TX 77479, Nature of Business: Analysis of proposed divorce settlements, child custody, asset alignment in divorce cases, Position/Title: Managing Director/Ownership, 01/2023 to Present, 10 hours committed per month (5 hours during securities trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2011-08-05